Summary
Overview
Work History
Education
Skills
Certification
Timeline
Generic

Tarquin Rayfield

Riverside

Summary

Successful investment banking professional with history of bringing about exceptional results in high-volume environments with demanding objectives. Driven Investment Banking professional offering 25-year history as top-notch administrator, leader and project manager. Gathers, models and utilizes key data for diverse projects. Technologically-savvy with skill in quickly mastering new programs. High-performing investment banking professional specializing in stocks and bonds. Versed in applicable legal considerations. Talent for customer acquisition and relationship building. Competitive investment banking professional offering strengths in pursuing business opportunities and making successful deals. Personable candidate committed to helping clients meet financial goals. Extensive experience developing and implementing investment strategies tailored to clients' individual needs and objectives. Passionate about providing sound financial advice and helping clients reach financial goals.

Overview

16
16
years of professional experience
1
1
Certification

Work History

Investment Advisor

Insurance Wealth Advisors
01.2019 - 12.2023
  • Increased client satisfaction by providing customized investment advice tailored to individual financial goals.
  • Developed strong relationships with clients, resulting in increased trust and long-term business growth.
  • Analyzed market trends and economic data to make informed recommendations for clients'' portfolios.
  • Managed risk by diversifying investments across various sectors and asset classes.

Securities Principal /Personal Financial Advisor

Independent Financial Group
01.2017 - 12.2019
  • Improved client financial stability by developing tailored investment strategies and retirement plans.
  • Assisted clients in achieving their financial goals through comprehensive analysis of their assets, liabilities, and risk tolerance.
  • Built long-lasting relationships with clients by providing personalized financial advice and exceptional customer service.
  • Collaborated with tax professionals to maximize tax efficiency for clients'' investment portfolios.

Securities Principal/Financial Services Representative

LaSalle St Securities
08.2007 - 12.2016
  • Increased client satisfaction by providing tailored financial advice and investment recommendations.
  • Streamlined financial processes for improved efficiency and reduced errors in transactions.
  • Enhanced customer relationships with personalized service and addressing individual concerns promptly.
  • Collaborated with team members to achieve sales targets and improve overall branch performance.

Education

Master of Science - Government

Northern University of Vermont
Johnson, VT

Graduate Certification in Family Finance

Kansas State University
Manhattan KS

Skills

  • Administration Strength
  • Global Equity Portfolio Management
  • Self-Directed Mindset
  • Resourcefulness
  • Self-Motivated Nature
  • Performance Attribution
  • Meticulous Attention to Detail
  • Investment Theme Development
  • Loss Prevention

Certification

  • Illinois Insurance Producers License -
  • Non Residence States-Hawaii, Michigan, South Dakota, Wisconsin, Indiana
  • NAPA Errors & Omissions

Timeline

Investment Advisor

Insurance Wealth Advisors
01.2019 - 12.2023

Securities Principal /Personal Financial Advisor

Independent Financial Group
01.2017 - 12.2019

Securities Principal/Financial Services Representative

LaSalle St Securities
08.2007 - 12.2016

Master of Science - Government

Northern University of Vermont

Graduate Certification in Family Finance

Kansas State University

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Tarquin Rayfield